COMPANY

Legal Documentation

Below you’ll find all the legal documents that govern your relationship with Ultimo, including terms of service, risk disclosures, and policy statements. We encourage all clients to review these documents carefully before opening an account or using our services.


If you have any questions or need clarification on any of the documents, feel free to contact us.

AMLCFTP Framework

Policies and Procedures Manual

Best Execution - Trade Policy

Conflicts of Interest Policy

Customer Complaint Policy

Privacy Policy

Risk Disclosure Policy

Client Interest Protection Principles

Risk Management Policy

Client Agreement

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Ultimo Securities International Ltd.
Registration Number: 209162

Physical Address: Palm Court Offices, Office Number 106, 1st Floor, 90 St Jean Road, Quatre Bornes, Mauritius.

Registered Address: C/o AllServ Managament Ltd, Rue De La Democratie Office 306, 3rd Floor, Ebene Junction, Ebene 72201 Mauritius

Email: compliance@ultimosecurities.com

LEI Number: 984500B048D993D6DC04

Ultimo Securities is authorized and regulated by the Financial Services Commission with license number GB24203027.

Regional Restrictions: Ultimo Securities does not provide services to residents of the United States, Syria, North Korea, Iran, Myanmar, Afghanistan, Cuba, Iraq, Somalia, Sudan, Venezuela.

Risk Warning: Trading financial products on margin carries a high degree of risk and is not suitable for all investors. Please ensure you fully understand the risks and take appropriate care to manage your risk. Please read our full Risk Disclosure Statement.


Ultimo Securities. All rights reserved.

Ultimo Securities International Ltd.
Registration Number: 209162

Physical Address: Palm Court Offices, Office Number 106, 1st Floor, 90 St Jean Road, Quatre Bornes, Mauritius.

Registered Address: C/o AllServ Managament Ltd, Rue De La Democratie Office 306, 3rd Floor, Ebene Junction, Ebene 72201 Mauritius

Email: compliance@ultimosecurities.com

LEI Number: 984500B048D993D6DC04

Ultimo Securities is authorized and regulated by the Financial Services Commission with license number GB24203027.

Regional Restrictions: Ultimo Securities does not provide services to residents of the United States, Syria, North Korea, Iran, Myanmar, Afghanistan, Cuba, Iraq, Somalia, Sudan, Venezuela.

Risk Warning: Trading financial products on margin carries a high degree of risk and is not suitable for all investors. Please ensure you fully understand the risks and take appropriate care to manage your risk. Please read our full Risk Disclosure Statement.


Ultimo Securities. All rights reserved.

Ultimo Securities International Ltd.
Registration Number: 209162

Physical Address: Palm Court Offices, Office Number 106, 1st Floor, 90 St Jean Road, Quatre Bornes, Mauritius.

Registered Address: C/o AllServ Managament Ltd, Rue De La Democratie Office 306, 3rd Floor, Ebene Junction, Ebene 72201 Mauritius

Email: compliance@ultimosecurities.com

LEI Number: 984500B048D993D6DC04

Ultimo Securities is authorized and regulated by the Financial Services Commission with license number GB24203027.

Regional Restrictions: Ultimo Securities does not provide services to residents of the United States, Syria, North Korea, Iran, Myanmar, Afghanistan, Cuba, Iraq, Somalia, Sudan, Venezuela.

Risk Warning: Trading financial products on margin carries a high degree of risk and is not suitable for all investors. Please ensure you fully understand the risks and take appropriate care to manage your risk. Please read our full Risk Disclosure Statement.


Ultimo Securities. All rights reserved.