COMPANY
Legal Documentation
Below you’ll find all the legal documents that govern your relationship with Ultimo, including terms of service, risk disclosures, and policy statements. We encourage all clients to review these documents carefully before opening an account or using our services.
If you have any questions or need clarification on any of the documents, feel free to contact us.
AMLCFTP Framework
Policies and Procedures Manual
Best Execution - Trade Policy
Conflicts of Interest Policy
Customer Complaint Policy
Privacy Policy
Risk Disclosure Policy
Client Interest Protection Principles
Risk Management Policy
Client Agreement
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